Disclosures
FORM Wealth Advisors, LLC (FORM) is a registered investment adviser. We may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Our website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information.
Accordingly, the publication of our website on the Internet should not be construed by any consumer and/or prospective client as our Adviser’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the Adviser with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
Risk Disclosures
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Adviser), will be profitable or equal any historical performance level(s).
This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.
Social Media Disclosures
These platforms are solely for informational purposes and do not offer advisory services or sales of securities. Investing involves risk and possible loss of principal capital. Comments by viewers and/or recognitions are no guarantee of future investment outcomes and do not ensure that a viewer will experience a higher level of performance or results. Public comments posted on this site are not selected, amended, deleted, or sorted in any way. If applicable, certain editing of personal identifiable information and mis information may be deleted. Content may be dated. Links to third party sites, or information is from a reasonably reliable source.
Social media networks are independent organizations and are not affiliated with FORM in any way.
Views expressed in these posts are the current opinion of the author, but not necessarily those of FORM or your financial advisor. The author’s opinions are subject to change without notice. The information contained was received from sources believed to be reliable, but accuracy is not guaranteed.
Blog Disclosures
Throughout this website we have provided links to various other websites and articles. While we believe this information to be current and reasonably reliable, we provide these links on a strictly informational basis only and cannot be held liable for the accuracy, time sensitive nature, or viability of any information shown on these sites.
The opinions expressed by our firm, or its supervised personnel herein are subject to change without notice. The opinions referenced are as of the date of publication and are subject to change due to market or economic conditions and may not necessarily come to pass. Any opinions, projections, or forward-looking statements expressed herein are solely those of the author, may differ from the views or opinions expressed by other areas of the firm, and are only for general informational purposes as of the date indicated.
Firm & Adviser Ranking and Recognition Disclosures
The following unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that they will experience a certain level of results if FORM Wealth is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of our firm by any of its clients.
Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
2025 Forbes Best-In-State Wealth Advisors, Tyson Ray
The Forbes Best-In-State Wealth Advisors 2025 ranking, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews, and quantitative data. This ranking is based upon the period from 6/30/2023 to 6/30/2024 and was released on 4/8/2024. Those advisors that are considered have a minimum of seven years of experience, and the algorithm weighs factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Out of approximately 48,944 nominations, roughly 9,722 advisors received the award. This ranking is not indicative of an advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither FORM nor any of its Financial Advisors pay a fee in exchange for this award/rating. Compensation provided for using the rating. FORM is not affiliated with Forbes or Shook Research, LLC. Please visit https://www.forbes.com/best-in-state-wealth-advisors for more info.
2025 AdvisorHub’s Advisors to Watch – RIAs, Tyson Ray
The 2025 AdvisorHub 250 Advisors to Watch RIA ranking is based on an algorithm of criteria, focused on three key areas: Quality of Practice, Year-Over-Year Growth, and Professionalism & Character. The rankings weigh the scores in Quality and Growth more heavily than other areas. Time period upon which the rating is based is from 12/31/2023 – 12/31/2024, and was released on 6/18/2025. Advisors considered have a minimum of seven years’ experience, a clean regulatory record with 2 or fewer complaints and no significant judgements, must have been with their current firm for at least two years and in good standing, and have at least $150 million in assets under management. Out of 1,984 total nominations received, 250 advisors received the award. FORM Wealth Advisors has reasonable belief that the survey used to determine the award was fair and balanced. Clients and prospects should be aware that FORM Wealth Advisors did not provide compensation to the provider. The AdvisorHub 2025 Advisors to Watch – RIAs award has no guarantee of future investment outcomes and does not ensure that a client or prospective client will experience a higher level of performance or results.
Other Disclosures
CFP® | CERTIFIED FINANCIAL PLANNER™ Certified Financial Planner Board of Standards, Inc., owns the certification marks, which it awards to individuals who successfully complete initial and ongoing certification requirements.
CEPA® | The Exit Planning Institute (EPI) owns the certification mark CEPA®, a designation awarded to individuals who complete EPI’s required education and credentialing requirements in exit planning.
CExP® | The Business Enterprise Institute (BEI) owns the certification mark CExP®, which it awards to individuals who successfully complete the organization’s initial and ongoing educational and credentialing requirements focused on exit planning for business owners.
CIMA® | Investments & Wealth Institute™ (The Institute) is the owner of the certification marks “CIMA” and “Certified Investment Management Analyst.” Use of CIMA and/or Certified Investment Management Analyst signifies that the user has successfully completed The Institute’s initial and ongoing credentialing requirements for investment management professionals.
Registration Status of FORM
A copy of our firm’s current written disclosure statement discussing our Firm’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov (CRD# 326519) or from us upon email request at form@formwealth.com.
